SEC Rule 606 Disclosure of Order Routing

Weller, Anderson & Co., Ltd. has made this report available to you pursuant to the Securities and Exchange Commission Rule 606 (formerly SEC 11Ac1-6) which requires all brokerage firms to make publicly available quarterly reports on their order routing practices.  The intent of the rule and this report is to provide information on the routing of “non-directed orders.”  A non-directed order is any order that the customer has not specifically instructed to be routed to a particular venue for execution.

Weller, Anderson & Co., Ltd. does not accept directed orders.  For its non-directed orders, Weller, Anderson & Co., Ltd. has selected Pershing LLC as its execution venue.  Pershing LLC may choose, at its sole discretion, to execute Weller, Anderson & Co., Ltd.’s orders or to direct them to other brokerages for best execution.

Weller, Anderson & Co., Ltd. does not receive compensation for securities transactions executed by Pershing at designated exchanges, market makers, dealers or market centers.

Instructions:

Go to Order Routing Disclosure Pershing LLC page and in the box that says “Enter Broker-Dealer’s Full Name,” type in WELLER,ANDERSON & CO., LTD. (you must be exact, noting that there is no space between WELLER,ANDERSON etc.)  Should you incur any problems please call us at 713-222-1901.